Broker Check

Our Services

At Goldfinch Financial, we provide experienced assistance in the following areas:

Personal Financial Needs

  • Investment Strategies
  • Insurance Needs Analysis
  • Education Funding Strategies
  • Retirement Planning Strategies
  • Estate Conservation Strategies

Insurance and Annuities

  • Whole Life Insurance
  • Variable Life Insurance
  • Disability Income Insurance
  • Term Insurance
  • Long Term Care Insurance
  • Fixed and Variable Annuities
  • Health Insurance
  • Critical Illness Policies
  • Medicare Supplement and Advantage Plans

Investments

  • Mutual Funds
  • IRAs/IRA Rollovers
  • Retirement Plans
    • (401(k), SEP, cash balance plans, etc.)
  • Brokerage Services
  • Institutional Investment Products and Services

Employee Benefits

  • Employee Pension, Profit Sharing, & 401(k) Plans
  • Group Life & Disability Insurance
  • Group Health Insurance
  • Key Executive Benefit Plans
  • 403b Plans

Business Protection

  • Business Succession Strategies
  • Key Person Life Insurance

Fee Based Financial Planning

  • Hourly Consulting
  • Comprehensive Plans
 

Financial Planning Services offered through Goldfinch Financial, Inc. 

Table of Fees for Services

Carefully read Item 4 and Item 5 of Form ADV Part 2A (“Brochure”), as these sections of the Brochure contain important details about Goldfinch Financial’s advisory services and fees. Fees may be negotiable. The fees below will only apply to you when you request the services listed.

 

Fees Charged by

Investment Adviser

Fee Amount

Frequency Fee is Charged

Services

Assets Under Management Fee

$0

n/a

n/a

Hourly Fee

$200.00 per hour

Annually or as Needed

Financial Planning Services

Subscription Fee

$0

n/a

n/a

Fixed Fee

$0

n/a

n/a

Commissions to the Adviser

$0

n/a

n/a

Performance-based Fee

$0

n/a

n/a

Other

$0

n/a

n/a

Fees Charged by Third Parties

Fee Amount

Frequency Fee is Charged

Services

Third Party Money Manager

$0

n/a

n/a

Robo-Adviser Fee

$0

n/a

n/a

Talk with your Adviser about fees and costs applicable to you

 

Additional fees and costs to discuss with your Adviser

Additional Fees/Cost

Yes/No

Paid To

Brokerage Fees

No

n/a

Commissions

No

n/a

Custodian Fees

No

n/a

Mark-ups

No

n/a

Mutual Fund/ETF

Fees and Expenses

No

n/a


Effective December 1, 2020

Financial planning offered through Goldfinch Financial, Inc., a registered investment advisor and a separate entity from LPL Financial.